Water meter, tariff, invoice: approximation better than accuracy?

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compteur eau - compteur d'eau - water meter

Should we count the volumes of water we consume, and in what level of detail? Together with watertight pressurized water systems and shut-off taps, the water meter is an important and discreet innovation in today’s Western city: it replaces the common good character of the resource with the club good character of a commercial service. The practice of metering is linked to its gradual adoption: there is no meter tradition in some countries, there is one per property in others and one per dwelling in others. In all cases, the redistributive effects of water tariffs are linked to the metering method adopted, and they record the transaction in the trust register. The recent decrease in water consumption in Western cities, a new and unexpected phenomenon, leads to a better understanding that it is difficult to reconcile the objectives of efficiency and justice in an ideal tariff. In French condominiums at least, water is not worth enough to get information on consumption practices per household, which would allow a more equitable distribution of public service costs, but at the cost of higher public service costs for all. Real-time monitoring of consumption using smart collective meters is sufficient to prevent the largest water leaks.

1. Water consumerisation

During the 19th century, the cities’ relationship to water was transformed : if pipes had been serving buildings for a very long time, it was the installation of watertight pipe networks and taps that made home service possible. Then water meters could be installed, which gradually detached water from its character as a public good or common pool resource. Water has thus become a domestic or industrial consumer good. This transformation is almost complete in Europe and other developed countries, but not quite :

  • there are still places where the population still uses private wells, rainwater tanks ;
  • it is sometimes grouped around small common supply systems where water is still paid for on a flat-rate basis, according to rules that are supposed to be fair but not linked to the volume consumed ;
  • in many cities in Europe and the Eastern United States, there is only one meter per building.

This is now a matter of debate: some people want each household to have its own meter, even in collective housing or at the bottom of hamlets. On the other hand, in many developing countries, the water meter is often rejected or even destroyed as a sign of unbearable “commodification”. So much passion around such an ordinary technical object! It was the debate over the sale of water to its consumers as a market good (commodification) that drew attention to the water meter. However, what is a meter if not the technical object allowing the transaction of the sale of drinking water? But the cost of managing the meter and invoicing raises another question: to what level of detail should we go?

2. Water between two types of impure public goods

Impure public goods are goods that lack one of the two characteristics that make them market goods : exclusive appropriation (ownership) and rivalry (competition). This typology refers to the pioneering work of Richard Musgrave and Paul Samuelson [1]: exclusive and potentially rivalrous goods are market goods (a bottle of mineral water). Conversely, those that have neither of the two characteristics are pure public goods, which must then be provided by the State and financed by taxes (a lighthouse).

Exclusive but non-competitive goods form a first category of impure public goods. These are toll or club goods, including commercial utilities (a water service charged to those connected).

The other category of impure public goods corresponds to common pool resources, studied by Vincent and Elinor Ostrom [2]; they correspond to situations where there is rivalry but little possible exclusion. Their shared exploitation is as old as the world. Institutional economics, law and public policy work has shown that sustainable management of these assets, especially at the local level, does not require the use of either the market or the State, but requires the establishment of a community management institution (Ostrom, 1990). Its operating principle is equity : a community brings together different people to act together on the basis of commonly agreed constraints, particularly with regard to burdens.

polder - club gentlemen
Figure 1. On the left Dutch polder [Source:  Lidia125, from Wikimedia Commons]; and on the right English gentlemen’s club, Joseph Highmore 1730  [Wikimedia Commons].
Thus, Dutch farmers, meeting since the Middle Ages in a polder to manage the dyke – windmill – canal complex, were co-obligated to manage it together by forming a community called Wateringue or Waterschap. This type of association is found in many places to manage land, mountain pastures, forests… and water (Bisses/Suonen in Swiss Valais, water tribunals in the Spanish huertas, etc.). Today in France, the members of an irrigators’ association have a fair but not egalitarian rule for distributing charges (for example according to the surface area, the type of crop, but not the quantities of water because there are no meters).

Club good is theoretically exclusive and free from rivalry. They appeared in the English and French bourgeoisies in the 18th century: individuals freely co-opted themselves to share the costs of activities, such as reading newspapers at a time when they were expensive. But first they had to be admitted, and pay a contribution, in principle equal. The first water networks in English cities were organized into private clubs. Our water utilities are also club goods, first because in the beginning, home water was considered a comfort, even a luxury, and we didn’t have to subscribe.

On the other hand, the law in 1894 forced Parisian buildings to be connected to the sewer system in the name of public health; and under these conditions, sanitation was paid for through local taxes. Even today, in France, we are free to buy drinking water or not, but in principle there is enough pressure for all subscribers to take water when they want, so there is no rivalry. It is possible to be excluded either for non-payment of the invoice (which has become rare or even prohibited for reasons of public health), or for technical impossibility of connection.

robinet - eau courante - running water - tap
Figure 2. Turn the tap on and see clean, pressurized water running: what is commonplace for most Europeans is not yet commonplace for more than a billion people on Earth. [Source: royalty-free image]
Public services are, however, very special club goods, because their vocation is to be open to all, at least as long as funding through user bills can cover long-term costs. They must respect three main principles: equal treatment of users; continuity of service within the opening time ranges; and mutability, i.e. obligation to adapt the service to changes in technology and social demand [3].

Why open the water service to everyone? This is of course for public health reasons, and it justifies reducing the rigour of “cost recovery”. This is the economic justification for social pricing : the under-consumption resulting from free choice must be circumvented by granting aid.

This is also why in the global South, States are tempted to make water services a pure public good (neither exclusion nor rivalry), to guarantee access to them while financing them with public money. But very often, the lack of public resources associated with the strong social fragmentation in the cities of these countries leads to an inequality of access that has become unbearable in the new objectives of sustainable development [4].

3. Genesis of water metering

There is no general history of water meters, let alone taps. We are not going to do it here, but we propose explanations for the fact that there are no meters in some developed countries, meters at the foot of buildings in others, and meters per dwelling elsewhere.

First of all, it is likely that the water service owes something to the gas industry, which needed to seal its networks for good safety reasons! Gas meters may have preceded water meters by about twenty years (1830 versus 1850). And indeed, in several countries, water and gas engineering associations have long remained joint. At that time, water networks were already expanding in England, and costs were generally covered by fixed prices or even local taxes linked to the rental value of the properties served. It is questionable whether it is not because the service had developed sufficiently before the invention of the meters that they were not installed afterwards, although the networks inside the houses were then all equipped with taps that close.

foggara afrique - eau bidon afrique - water africa
Figure 3. Before the meters: traditional distribution of water as a common good (Foggara in Algeria on the left) and purchase of water “in the can” (on the right). [Source : Figure on the left, Flickr Creative Commons ; Figure on the right, royalty-free]
It is likely that it was first imagined to bring water near the homes by a running water fountain, for example in building backyard, by mimicking the public supply of the time. The water was always flowing, so why count it? This relationship to water has remained dominant in the culture of the Commonwealth countries. In England, despite a forecast of widespread metering in 2000, made when water services were privatised in 1989, about half of households still do not have meters, and pay water through local taxes linked to the rental value of their housing, the rates. Of course, sanitation costs are also paid in this form. This non-metered water access system is even more widespread in Ireland and Canada, where, it is true, water is abundant.

On the other hand, like most Europeans on the continent, the French all pay for water via a meter and bills. Those who had a subscription before the introduction of meters (i.e. one building in five in Paris in 1854), paid a fixed price : “The subscription to the free tap (or fixed price),[…] allows the consumer to receive an unlimited quantity of water at will against a fixed price, fixed by the City according to a certain number of parameters (number of people and animals, area of land to be watered…). In the subscription to the gauge, thanks to a small diaphragm (or lens), a fixed quantity of water, corresponding to the amount of the subscription subscribed, arrives each day in a tank installed in the building. ” [5]

It is quite possible that the expression “avoir l’eau courante” (to have running water) comes from these first forms of subscription. But Paris engineers eventually found that gauge subscriptions necessarily resulted in wastage from tank overflows, and proposed the installation of volumetric meters starting in 1876 to encourage water conservation And in 1885, less than 30% of subscribers to the gauge or free tap remained; in 1894, this type of subscription was no longer offered, and in 1900, meters were used in more than 97% of Parisian subscriptions.

In 1934, the volumetric meter became mandatory, regardless of the source of the water : the Parisian supply from aqueducts and springs was now exceeded by the filtered and chlorinated water from the Seine and Marne rivers in Ivry or Joinville. Water treatment, the main contribution of sanitary engineering, is of a cost proportional to the volume; this has legitimized a billing linked to the latter, therefore via a meter. The challenge at the time was to improve trust in a continuous, egalitarian but consumer-based public service.

In law, services of an industrial and commercial nature, falling within the notion of service rendu, must be invoiced to their beneficiaries, not financed by taxation : water, gas, electricity, telephone, etc. Conversely, users pay taxes for public services of an administrative nature because they are mandatory : for example, wastewater treatment was covered by property taxes until the decree of October 1967, which made it possible to transfer the corresponding charges to water bills.

In addition, if, for security reasons, gas and electricity distributors manage the distribution networks to the homes of each household, i.e. to apartments in buildings, this is not the case for water : in apartment buildings, there is often only one meter where the building is connected to water supply, and the operator sends a single invoice to the manager, without taking care of the internal networks. This is a frequent situation in many European cities, where metering is collective, which is cheaper for everyone, but mutualizes public service between neighbours.

In Spanish and Portuguese cities, and to a lesser extent in Italy, water meters were installed at the same time as networks, i.e. later than in France, the Netherlands or Germany : meter technology was already in common use at the time, and so today each family, even in collective buildings, receives its own water bill. The latter includes sanitation and sometimes even garbage collection! This amounts to estimating that we produce as much household waste as we consume tap water, which is roughly true if we assume that consumption is primarily related to the number of people in an apartment. But it’s not legal in France.

In the United States, the situation is mixed: water metering is widespread, particularly in Western cities where housing is mostly single-family and where water consumption per person is three to five times higher than in Europe. But very large Eastern cities like New York and Chicago have only recently introduced meters, and are still in the process of equipping themselves. When they do, they choose collective building metering rather than individual metering.

But the United States is also the birthplace of smart meters, remote reading meters, which make it possible to monitor residents’ consumption in real time and to set sophisticated, seasonal and/or increasing block tariffs (IBT), as in Los Angeles. For example, Boston, which has generalized the use of smart collective meters per buildings, adopted a per capita IBT taking into account the number of inhabitants behind each meter… This implies that the inhabitants concerned agree to say how many they are, which is more difficult to imagine in France : surveys among public housing operators show a frequent refusal to cooperate on the part of tenants, and also between the said operators and water utilities!

In the end, a double movement occurred : on the one hand, the cost of the meter plus the associated invoicing gradually decreased, making this method of cost recovery attractive; and at the same time, the idea of paying for water as a comfort service and through an invoice gradually imposed itself in connection with an urban culture based on private property. Great Britain, the first country equipped with water networks, historically did not know meters, and its culture of “imposed” drinking water (in both senses of the word) was transmitted to the Anglo-Saxon world, including Canada and the eastern United States; this is reflected in the history of water services in Montreal in the 19th century, where residents were forced to pay taxes to finance the generalization of water supply services [6]. Large cities in continental Europe equipped one or two generations later adopted the collective meter, and cities equipped later, especially in Mediterranean countries, switched directly to individual metering.

4. Counting water: a matter of trust

An original work by Armand Hatchuel [7] placed the question of the meter in the register of trust / mistrust in market exchange : the water seller was tracking unaccounted for and unpaid volumes of water. But conversely, the buyer thought the meter was overcharging. The mutual mistrust came from the inaccuracy of meters, especially for measuring small flows. Hence State’s intervention, with a procedure and a laboratory to test the meters before they are put into service. Today, information technology and remote transmissions have reduced the relative cost of water metering and billing systems overall, while improving accuracy, but metering is not without its shortcomings : there are always faulty meters, poorly recorded connections, botched or impossible readings.

schema compteur eau - compteur eau - water meter schema
Figure 4. The smart meter includes a device for remote transmission of the volumes used. [Source: Diagram on the left, © Encyclopedia of the Environment ; photograph on the right, © Bernard Barraqué]
In short, at the risk of shocking rigorous minds, one must remain cautious about the importance of meters in achieving the dual objective of efficiency and justice, as Georges Bechmann suggested at the beginning of the 20th century [5]. And yet, this engineer did support metering and billing… The technology has improved since the beginning of the 20th century and these reliability problems are now more marginal.

Bringing buyers and sellers closer together and creating a climate of trust between them involves a so-called transaction cost. The meter certified by approved laboratories allows it to be routinized, thus reducing costs, but not eliminating them: it is currently estimated at around thirty euros per year. This is not insignificant.

And precisely, on the basis of general studies of variations in consumption as a function of price or income, based on large samples, supporters of water tariffs incentivising conservation have recommended to generalize individual household metering [8]. But they did not take into account the annual cost of amortizing the meter, reading and invoicing the customer, and also litigation, in the comparison with other cost coverage methods. If there were only single family homes in France, there would be no problem, as each property has its own meter. But in apartment buildings, the additional cost of individual metering and invoicing, which distributors want to recover in the fixed part, usually exceeds the gain that the most economical could make by no longer paying for any excess consumption by their neighbours.

However, without a meter on each household, how can we encourage residents to save water? An intermediate solution consists in sub-meterings; apartment meters have spread when modern large condominiums distributed collective hot water the corresponding bill was allocated by volume; the practice of cold water sub-metering has followed, until it became mandatory in new buildings. While this sub-metering solution is much cheaper than sending an invoice to each household, it is also more work for the building manager. But another answer is provided by field work: operators must take care of water users! Boston Water an Sewer Commission in the United States refused to adopt iindividual apartment meterings, but remotely monitors buildings’ smart collective meters, and connects with residents as soon as the consumption profile becomes abnormal. It is cheaper and more efficient.

5. On both sides of the counter : club and community

If in a building there is only a collective meter, there is on the one hand a club relationship between public service and subscribers (freedom of contractors and equality of users), and on the other hand, a co-ownership or community of neighbours, within which the sharing of drinking water makes it once again a common good : the (collective) invoice must be shared between all those behind the meter, without knowing who consumed what; tenants (or co-owners) may be tempted to monitor each other, and possibly accuse each other of waste. The distribution of the collective invoice according to the surfaces of the apartments is a simple rule but not necessarily fair from the point of view of consumption, and which can therefore lead to disputes.

However, according to our own investigations [9] even with divisional meters, a “fairer” way of distributing the building’s bill, the disputes did not disappear; before the development of remote reading, there were still occupants who were not there when the meters in their apartments were read. And there are still some meters that don’t work. With remote reading, we discover that some residents refuse to be “monitored” in their private lives through real-time metering.

loi SRU - SRU law
Figure 5. In the 2000 SRU (Solidarity and Urban Renewal) Act, Article 93 requires the public water utility to install individual meters and send bills to each household living in the same building, but only at the request of the owner(s); water metering per apartment is mandatory in new buildings, but not in old ones, where apartments are often served by two or three water columns ! And we can individualize the meters and keep a collective subscription : this is the solution of divisional metering. [Source: © Encyclopedia of the Environment]
The collective meter engages a more global, qualitative form of trust: a resident cannot refuse to pay water charges (for example on the pretext that he has left elsewhere for several months). We are therefore in a situation of both equity and constraint, with the inclusion of all but rivalry between them. The latter concerns the distribution of an invoice and not the sharing of a resource, but it is still tempting to put this situation in the category where water is a common good [2].

But who wins, who loses? In the distribution by apartment area, it is often the large and less wealthy families that are favoured over the rich and lonely: the latter occupy more space per person than the large families, which are in fact “helped” by their neighbours. When each family pays according to its consumption, this solidarity no longer plays a role and typically, it is the single people living in large apartments who benefit. But since the fixed cost of the individual subscription must be added, all subscribers lose out, except in exceptional cases. In large buildings, the divisional meters mentioned above can be used.

It is often the defenders of “consumerist” justice (everyone must pay for their water consumption and that’s all) who want individualized, even more progressive pricing. We can then consider that they want to push the logic of public service club good to the extreme, by wanting to be direct members of the club instead of their co-ownership; and so they behave as in the founding fiction of the market economy : everyone would only follow their individual interest and seek to maximize their benefits! But this attitude is precisely not the most widespread, and when they are in confidence with their neighbours, the inhabitants of the buildings understand that it is not in their interest to pay more so that they do not have to pay for others! This is why many distributors prefer to invest in collective remote reading meters to establish new relationships with users or residents. In addition, water distributors like collective metering because it drastically reduces the risk of unpaid bills… which have increased significantly since the ban on cuts in the name of the “right to water”.

The maintenance of community building structures, articulated to the public service by a single meter, is judicious, because it is advantageous for all members, provided they have sufficient confidence in each other. But this refers to the responsibility of condominiums and social landlords to take care of the consumption of the building : instead of getting rid of the sometimes painful distribution of water bills on the backs of water distributors, some enter into contracts with specialized companies to help individuals identify and reduce their leaks [10], which is the main cause of high bills and leads to the desire for individualization !

6. Social pricing, a new challenge for sustainability

In fact, these redistributive issues have become more acute since the implementation of European directives has considerably increased the price of water : in France the average price per m3 doubled between 1990 and 2004 [11] (compared to an average price inflation of 28% over the period). Since the aim is to eliminate subsidies and bring the price closer to the “full cost”, it is “quite naturally” proposed to residents to reduce their waste in order to pay less and better protect the resource. Yes, but if they do (in Paris consumption has dropped by 30% in 20 years), the public service receives less money from bills. Since its costs are essentially fixed costs related to the management of heavy infrastructure, and in a context where the law requires it to balance its accounts, in the short term it must increase the price of water! How then can we explain to users that if they save water, they will pay more for it? Especially in a context where the media coverage of the non-transparency of delegation contracts has triggered a crisis of confidence!

The worst thing is that while the wealthiest can invest in water saving devices, the poorest often cannot or often do so and are therefore the losers. And we are witnessing a new phenomenon : water payment difficulties are increasing in rich countries at a time when the global demand for the right to water is pushing public services to seek forms of social pricing.

This social dimension of water service management brings them into the issue of sustainable water management, because it introduces a dimension of social equity, alongside environmental – health and economic (cost recovery) objectives. But these three objectives are not necessarily compatible, and it is doubtful whether a tariff system based on the individual meter can “magically” satisfy the sustainability criteria along all three axes. Thus, while the deputies voted for individualisation for social reasons among others, its application in social buildings is proving catastrophic in terms of unpaid bills (testimonies from the Niort and Amiens authorities). Indeed, the payment of water monthly in the charges is predictable, and therefore easier to bear by modest families than the sending of an invoice every six months that arrives unexpectedly and is higher.

The OECD [12] supported increasing bracket pricing, believing that the brackets could be sized to avoid regressive effects. However, the work of economists shows that this pricing is inadequate in poor countries and that it is better to grant identified beneficiaries a discount on a uniform rate [13]. In Europe, various studies have produced such critical analyses [14], going against the enthusiasm of civil society and political authorities. The supposed virtues of progressive pricing come up against the reality of a slight drop in consumption compared to the increase in price : within housing, the elasticity of consumption is low. The decrease is mainly due to the replacement of taps, flushes and household appliances; however, users do not change their appliances as soon as the price of water increases. Causality could even be the other way around, because, faced with falling revenues, operators are forced to increase the tariff to balance costs largely set by the infrastructure, according to the law that applies to services.

Moreover, redistribution between high-income and low-income households can only be observed if the latter consume less water than the former. This is what is naively believed by assimilating tap water into a commodity. But some more precarious (but large) families may consume more water than wealthier households, with the counterproductive effect of progressive pricing.

In addition, public and private operators fear progressive tariffs : they do not want to see some large industrial users or users of public services contributing to revenue stability leave, and who would not necessarily save overall water by sourcing directly from the resource. Nor do they want a sudden rate increase to lead to a loss of user confidence and even an increase in unpaid bills. Consequently, where some organising authorities seek to do social work with incentive tariffs, others prefer to separate the two issues, and set up forms of assistance outside the tariff (water vouchers for example). But in any case, it remains difficult to identify potential beneficiaries : the traditional customer relationship does not allow the causes of unpaid debts to be understood (can’t pay or won’t pay), and the households concerned by subsidies are much less visible than they should be. Finally, it is expensive to meet them.

7. Perverse effects of individualized invoicing

In fact, there is a significant lack of sociological and economic studies on the determination of water consumption, user reactions to tariff incentives, and especially on the redistributive effects of current and planned tariff systems. This applies to most public services that, from electricity or gas to public transport or school canteens, charge different forms of social charges, each in its own way, without checking their effects. A comparative analysis would be useful.

The historical decline in individual water consumption and the low level achieved in some European countries suggest a more complex reality than the idea of introducing tariff incentives to economies. Indeed, the individual apartment meter and the individual invoicing result in a significant increase in the fixed part of the invoices, which ultimately goes against the principle of elasticity which bases the incentive pricing ! [15]

The point is that water is not worth enough to warrant metering, and even a very refined tariff : the water meter is a useful source of information for the utility, but it has a cost. And if detailed information costs more than the benefit that can be expected, it should not be sought. While in the western United States, individual consumption is high enough and housing is pavilion-based enough to warrant one meter per dwelling, this is not the case in Europe : the collective meter is sufficient in most small buildings, and it is only in large complexes, because of confidence/trust, that we are right to install divisional meters.

However, it is not the least paradoxical to see some advocates of the re-municipalization of water services, proclaimed in the name of the fact that water would be a common good in general, simultaneously encouraging the individualization of bills in the name of ecology, which obviously increases the commodification of the service! And if water is to be a common good, we must first eliminate the very principle of metering, and return to community-based, equitable and constrained management and financing methods. But what majority would be found in France for financing water and sanitation services through local taxes?

What must be understood is that in the public water service, subscribers and the operator are linked together by the financial weight of the infrastructure : if some pay less, others will have to pay more, or the operator will have to renounce budget balance, or delay renewal investments. Moreover, the individualism that awakens in the face of rising water prices may lead some people to seek alternative resources and “disconnect [16]” : this could lead to a reduction in water consumption in the network to such an extent that it would no longer be possible to finance the maintenance of the infrastructure.

A degraded public service, with autonomous mechanisms for those who can invest, is this not the situation of cities in the global South? What would be waiting for our public services would then be the social fragmentation that exists in these cities, where the population still has a community relationship with water as a resource, neighbourhood by neighbourhood, in the absence of a local public authority capable of building trust in the public service. Or else we need to rethink public services, by providing service according to location, either by networks or by autonomous techniques, i.e. with complex and interlocking management scales and forms of responsibility : we are thinking about it in Germany, we should think more about it in France.

In short, it seems that a detailed knowledge of water services as a private club good should lead to greater caution regarding the virtues of so-called incentive and social pricing. But also and conversely, to be more cautious in defending water as a common good [17] : when various militant movements mobilize this expression, it is often to express the idea of an incompatibility of water, essential to life, with its “commodification”; but the latter is more fundamentally linked to the meter itself than to the private company that manages it. [18]

8. Messages to remember

  • Water meters, which appeared after the installation of pressurized water networks and taps, made it possible to charge subscribers for the volumes of water used, thus transforming the nature of the good that water constitutes : from a common or public good to a club good subject to public service rules.
  • Drinking water is not a commodity like any other, because public service subscribers are linked to each other and to the operator through the infrastructure of networks and factories, although they are free to go away… by letting others pay more!
  • Water metering is gradually becoming more widespread throughout the world, and the recent introduction of remote metering has made it possible to establish new relationships of trust between operators and users. But putting in a water meter and sending an invoice to each household can cost more than collectively managing the water in a building with leak monitoring.
  • Water pricing must perform several functions at the same time : recovery of the costs of a service, which are essentially fixed costs; efficiency of water use to avoid waste; and now access to water for all, including the poorest.
  • The decline in water consumption in Western cities since the end of the 20th century shows that these three objectives are not easy to achieve together, or at the cost of high information costs.
  • When an organizing authority is considering changing a water tariff, it should first conduct a study of the distributional effects of the change, taking into account the complexity of these effects
  • Water meters illustrate the aphorism of sociologist Evan Vlachos : “it is better to be approximately right than precisely wrong

 


Notes and references

Cover image. [Source : Royalty-free image]

[1] Taken for example by Desmarais-Tremblay M., 2014.05, On the Definition of Public Goods. Assessing Richard A. Musgrave’s contribution. Working documents of the Centre d’Economie de la Sorbonne. ISSN : 1955-611X. 2014. <halshs-00951577>>

[2] Ostrom (1990) Governing the Commons : The Evolution of Institutions for Collective Action, Cambridge University Press.

[3] “Finally, the last principle of public service operation is the so-called adaptability or mutability principle. Presented as a corollary of the principle of continuity, it is a question of providing a service as well as possible, speaking qualitatively, rather than its continuity over time. This means that public service must not remain static in the face of changes in society; it must keep pace with users’ needs (e.g. flexibility in the organisation of public services) and technological developments (e.g. the transition from gas to electricity at the beginning of the 20th century)”. Cf. Directorate of Legal and Administrative Information, Public Life – Discovery of institutions – in-depth study. (http://www.vie-publique.fr/decouverte-institutions/institutions/approfondissements/notion-service-public.html)

[4] Jaglin S. 2005, Water Services in Sub-Saharan Africa. The urban fragmentation in question, CNRS editions : Paris, 244 p.

[5] Chatzis K., 2006, Brève histoire du compteur d’eau à Paris, 1880-1930, Terrains et travaux, n° 11, p. 159-178.

[6] Fougères, D., 2004, L’approvisionnement en eau à Montréal : du privé au public, 1796-1865, Éd. Septentrion, 472 p.

[7] Hatchuel, A., 2000, Les métamorphoses dans l’échange marchand : petite histoire des méteurs d’eau’, in Laufer, R., Orillard, M., La confiance en question, L’Harmattan, p. 351-362.

[8] For example : Herrington, P. 2007. Waste not, want not, sustainable water tariffs, report for WWF-UK.

[9] For example, interview with Olivier Jacque, head of the water and sanitation department in Paris in 2006

[10] These companies often use acoustic techniques (listening to pipes at night).

[11] The general structure of water tariffs is presented in Montginoul M., Loubier, S. Barraqué B., Agenais M.L., 2015, Water Pricing in France: Towards More Incentives to Conserve Water, in Dinar A., Pochat V., Albiac-Murillo J. (eds), Water Pricing Experiences and Innovations, Global Issues in Water Policy n°9, Springer, ch.8, pp 139-160.

[12] OECD/OECD (Organisation for Economic Co-operation and Development), 2003, Social issues in the provision and pricing of water services. Paris: OECD publishing.

[13] Boland, J. and Whittington, D. 2000, The political economy of water tariff design in developing countries: Increasing block tariffs vs. uniform price with rebate. In Dinar A. (Ed), The political economy of water pricing reforms, pp. 215-235. Washington, DC: The World Bank. New York: Oxford University Press.

[14] Prevedello C. Barraqué B. 2016, Les tarifications progressives et sociales de l’eau, in ASTEE (dir.), Des Territoires à l’Europe, construire ensemble les transitions environnementales, ouvrage introductif au 96e congrès de Liège, pp 214-217

[15] B. Barraqué (2016) Redistributive effects of progressive pricing: the case of a medium-sized city, in TSM, n°5, May 2016, pp 72-82

[16] Montginoul M., Rinaudo J.-D., 2003, Impact of pricing on household water consumption and supply strategies. In La Houille Blanche, vol. 3, p. 107-111.

[17] Barber R., B. Barraqué and C. Tindon, 2018, Could drinking water become a common good? Espace de coexistence et imaginaire social du commun, in Développement Durable et Territoires, 2019, vol.10 n°1.

[18] B. Barraqué, 2018 Common good water, public service water: North-South discussion, in 4D (ed) Encyclopedia of sustainable development, n°245, January


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To cite this article: BARRAQUE Bernard (April 3, 2019), Water meter, tariff, invoice: approximation better than accuracy?, Encyclopedia of the Environment, Accessed December 21, 2024 [online ISSN 2555-0950] url : https://www.encyclopedie-environnement.org/en/society/water-meter-tariff-invoice/.

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水表、水费、账单:近似优于精确?

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compteur eau - compteur d'eau - water meter

  我们应该计算用水量吗?准确到什么程度?与水密加压水系统和水龙头一样,水表也是当今西方城市中一项重要而谨慎的创新:它用商业服务的俱乐部物品特性取代了资源的公共物品特性。水表的实践与它的逐步采用有关:一些国家没有用水表的习惯;在一些国家,每栋楼有一个水表;还有一些国家,每家每户都有一个水表。在所有情况下,水费的再分配效应都与所采用的计量方法有关,交易被记录在信任登记器中。最近,西方城市的用水量下降,这一意料之外的新现象使人们更好地认识到,很难用理想的水费定价兼顾效率和公平的目标。至少在法国的公寓中,区区水价不足以提供每户的消费行为信息,该信息能帮助公共服务成本得到更公平的分配,但代价是提高所有人的公共服务成本。使用智能仪表实时监控用水量足以预防最严重的漏水事件。

1. 用水消费

  在19世纪,城市与水的关系发生了变化:如果水管在很长一段时间内一直在建筑里运转,是防水管网和水龙头的安装使家庭供水成为可能。之后才能安装水表,这逐渐将水从其作为公共物品或共有池资源的特性中分离出来。因此,水已成为家庭或工业消费品。这一转变在欧洲和其他发达国家几乎已经完成,但还不完全:

  • 还有一些地方的居民仍然使用私人水井、雨水池;
  • 它有时围绕小型公共供水系统进行分组,在这些系统中,水费仍按固定费率支付,根据的规则本应是公平的,但却并未与消费量挂钩;
  • 欧洲和美国东部的许多城市,每栋建筑只有一个水表。

  这现在是一个备受争论的问题:有些人希望每个家庭都有自己的水表,即使是在集体住房或在很小的村庄。另一方面,在许多发展中国家,水表经常作为无法忍受的“商品化”的标志被抵制,甚至被破坏。这个普通的技术对象竟引发如此激愤!正是关于将水作为市场商品(商品化)出售给消费者的争论引起了人们对水表的关注。但是,如果水表不是允许销售饮用水的技术对象,那么它是什么?但管理水表和开具账单的成本提出了另一个问题:我们要准确到什么程度?

2. 两种非纯公共物品之间的水

  非纯公共物品缺乏使其成为市场商品的两个特征之一:排他性(所有权)和竞争性(竞争)。这种分类参考的是理查德·马斯格雷夫(Richard Musgrave)和保罗·萨缪尔森(Paul Samuelson)[1]的开创性工作:具有排他性和潜在竞争性的商品是市场商品(如一瓶矿泉水)。相反,那些没有这两种特征的都是纯公共物品,必须由国家提供并由税收资助(如灯塔)。

  排他性但非竞争性的商品构成了第一类非纯的公共商品。这些是收费物品俱乐部物品,包括商业公用设施(向使用方收费的供水服务)。

  另一类非纯公共物品对应文森特(Vincent)和埃莉诺·奥斯特罗姆(Elinor Ostrom)[2]研究的共有池资源;它们对应的是存在竞争但几乎不可能存在排他性的情况。自古以来这些资源就在被共同开发。制度经济学、法律和公共政策领域的研究表明,这些资产的可持续管理,特别是在地方一级,不需要利用市场或国家,而是需要建立一个社区管理机构(Ostrom,1990年)。它的运作原则是公平:一个社区将不同的人聚集在一起共同活动,受共同商定的规则约束,特别是在负担方面。

环境百科全书-水表、水费、发票:近似优于精确?-荷兰围地荷兰围地、英国绅士俱乐部
图1. 左图为荷兰围地[来源:Lidia125,来自维基媒体共享空间];右图为英国绅士俱乐部,Joseph Highmore 1730[维基公共媒体]。

  因此,自中世纪以来,荷兰农民就聚集在圩田中,共同管理堤坝-风车-运河综合体,他们通过组成名为Wateringue或Waterschap的社区承担共同管理这一综合体的义务。许多地方也采用类似的联合体来管理土地、山地牧场、森林……和水(瑞士瓦莱的比塞斯/索宁、西班牙韦尔塔的水法庭等)。如今在法国,一个灌溉者协会的成员在分摊费用上有一个公平但有区分的规则(例如,根据表面积、作物类型分摊,而不根据水量,因为没有水表)。

  俱乐部物品理论上只具排他性不具竞争性。这类物品首次出现在18世纪的英国和法国资产阶级中:个人自由选择分担活动成本,比如在报纸价格昂贵的时候能够看报纸。但首先,他们必须获得许可,并支付一笔原则上公平的会费。英国城市最早的供水网络就是由私人俱乐部组织起来的。我们的自来水设施也是俱乐部物品,因为一开始,家庭用水被认为是一种舒适设施,甚至是一种奢侈品,购买家庭用水并非必要。

  另一方面,1894年的法律以公共卫生为由强制要求巴黎建筑接入下水道系统;在这种情况下,下水道设施是通过地方税收支付的。即使在今天的法国,我们也可以自由选择是否购买饮用水,但原则上,所有用户都能随时取水,因此没有竞争。除非不支付水费账单(这种情况已经很少见,甚至由于公共卫生的原因而被禁止),或由于技术上无法接入管网,才可能无法随用随取。

环境百科全书-水表、水费、发票:近似优于精确?-打开水龙头,看到水在流动
图2. 打开水龙头,看到干净、加压的水在流动:大多数欧洲人司空见惯的事情,对地球上10多亿人来说还不常见。[来源:免版税图片]

  然而,公共服务是非常特殊的俱乐部物品,因为它们的使命是向所有人开放,至少只要用户账单提供的资金能够支付长期成本,就应当被提供给所有人。它们必须遵守三项主要原则:平等对待用户;在供应时间内保持服务的连续性;以及适应性,即服务需要适应技术和社会需求变化[3]

  为什么要向所有人开放供水服务?这当然是出于公共卫生的考虑,还能为放宽“成本回收”要求提供正当理由。这就是社会定价的经济原因:自由选择导致的低使用率必须通过提供援助来规避。

  这也是为什么在发展中地区,各国试图将供水服务作为纯粹的公共产品(既不具排他性也不具竞争性),同时用公共资金加以资助,以保证人们获得这些服务。但在这些国家的城市中,公共资源的缺乏与强烈的社会碎片化有关,导致获取这些资源的机会不平等,新的可持续发展目标力求解决这一问题[4]

3. 水表计量的起源

  水表没有通常意义上的历史,更不用说水龙头了。我们不打算在这里介绍历史,而是尝试解释为什么一些发达国家没有水表,另一些国家一栋楼共用设在底层的水表,还有些国家家家户户都有水表。

  首先,供水服务可能要归功于天然气行业,因为天然气行业出于安全考虑,需要密封其管网!天然气表可能比水表早了大约二十年(1830年vs 1850年)。事实上,在一些国家,水和天然气工程协会长期联合办公。当时,英国的供水网络已经在扩张,供水成本一般由政府向居民收取的固定水费支付,甚至有地方根据房产的租值相应征收水税。值得一问的是,是不是因为在水表发明之前,管网供水服务就已足够成熟,所以后来即使室内的供水管网都配有能关水的水龙头,很多地方也没有安装水表。

环境百科全书-水表、水费、发票:近似优于精确?-水表发明前
图3. 水表发明前:传统上把水作为一种公共物品进行分配(左图:阿尔及利亚的福加拉)和购买“罐装”水(右图)。[来源:左图,Flickr Creative Commons;右图,免版税]

  家庭供水系统最初的设想很可能是模仿当时的公共供水系统,通过流水喷泉将水引入家庭附近,例如在建筑的后院。水一直在流,为什么要算呢?这种与水的关系一直在英联邦国家占主导地位。在英国,尽管在1989年供水服务私有化时曾预测在2000年将广泛使用水表,但至今仍有大约一半的家庭没有水表,他们通过与房屋租金挂钩的地方税来支付水费。当然,卫生费用也以这种形式支付。这种无表供水系统在爱尔兰和加拿大更为普遍,因为这些国家确实有丰富的水资源。

  另一方面,与欧洲大陆上的大多数欧洲人一样,法国人都通过水表和账单来支付水费。在引入水表之前(即1854年巴黎五分之一的建筑),已经安装水表的用户支付固定价格:“订购免费水龙头(或支付固定价格),[…]允许消费者以固定价格随便获取无限量的水,该价格由市政府根据一定参数(人口和动物的数量,需要灌溉的土地面积……)确定。有种机械式水表内置有一个小隔膜(或透镜),用户买多少水,管网每天就将多少水输入安装在楼房中的水箱。”[5]

  “avoir l’eau courante”(有自来水)这个表达很有可能就来源于这些最初的购水形式。但巴黎工程师最终发现,使用这种水表必然会导致水箱溢流造成浪费,于是建议从1876年开始安装容积计水表,以鼓励节约用水。1885年,使用机械式水表或免费水龙头的用户不到30%;1894年,机械式水表和免费水龙头不再开放订购,1900年,超过97%的巴黎居民订购使用了新型水表。

  1934年,无论水源是哪里,所有用户都必须使用容积计水表:现在,来自伊夫里或让维尔勒蓬的塞纳河和马恩河的经过滤和氯化处理的水已经超过了巴黎的引水渠和泉水供应。水处理是卫生工程的主要贡献,其成本与体积成正比;这使得通过水表计量水流体积从而开水费账单合法化。当时的挑战是提高人们对持续、平等但以消费者为基础的公共服务的信任。

  在法律上,属于服务人概念的工业和商业性质的服务,如水、煤气、电、电话等,必须向其受益人开具账单,而不是全由税收支持。相反,用户为行政性质的公共服务纳税,因为这些服务是强制性的:例如,在1967年10月颁布法令之前,废水处理成本由财产税支付,该法令使相应的费用可以转移到水费账单中。

  此外,可能出于安全原因,燃气和电力分销商管理每户的配电网,即楼里的每间公寓都独立供气供电独立计费,但供水并非如此:在公寓楼中,整栋楼共用一个总水表,运营商只给承包商开一张总账单,不管楼内水管如何运转。这种情况在许多欧洲城市很常见,水表是集体的,每个人的负担就更低,但邻里之间的公共服务是共同承担的。

  在西班牙和葡萄牙的城市,以及意大利的欠发达城市,水表与水网同时安装,也就是晚于法国、荷兰或德国:当时水表技术已经普遍使用,因此现在每户居民都收到自己的水费账单,住在集体住宅的家庭也不例外。账单还包括卫生设施和服务费,有时甚至包括垃圾收集费!计费原理是估计我们产生的家庭垃圾与用水等量,如果用水量主要与该户人数挂钩,这种算法基本是正确的。但这种做法在法国并不合法。

  美国的情况比较复杂:水表的使用非常普遍,尤其是在西部城市,那里的住宅大多是独栋房屋,人均用水量比欧洲高出三到五倍。但像纽约和芝加哥这样的东部大城市最近才引入了水表,而且仍在安装过程中。这些城市安装时选择一楼一表而不是一户一表。

  但美国也是智能水表和远程抄表的诞生地,这使得实时监控居民用水量和设定复杂的、季节性的和/或逐级上涨的阶梯水价(IBT)成为可能,洛杉矶就采用了这样的做法。又例如,波士顿推广了每栋建筑共用的智能集体水表,由于每台水表记录的是众多用户的用水总量,因此采用了人均IBT计价。这意味着居民同意透露住户人数,这在法国是很难想象的:对公共住房运营商的调查显示,租户经常拒绝配合运营商,运营商也经常拒绝配合水务公司!

  最后,出现了两个变化:一方面,水表和开账单的成本逐渐降低,使得这种成本回收方法具有吸引力;同时,供水作为一种舒适服务,通过账单支付水费的理念逐渐与基于私有财产的城市文化相联系。英国是第一个拥有水网的国家,历史上并没有水表的概念,其“强制”饮用水的文化(既是提倡也是要求)被传播到整个盎格鲁-撒克逊世界,包括加拿大和美国东部;19世纪蒙特利尔政府强征税款以普及供水服务的历史就反映了这一点[6]。欧洲大陆的大城市在一两代人之后采用了集体水表,而水表安装较晚的城市,特别是在地中海国家,则直接改用独立水表。

4. 用水统计:信任问题

  阿尔芒·哈楚尔(Armand Hatchuel)[7]的一篇原创作品将水表问题列入了市场交易中的信任/不信任登记册:卖方在跟进统计未记账和未付账的水量。但买方则认为水表计费过高。双方互不信任源于仪表读数不准,尤其是在测量小流量时。因此政府积极介入,建立程序和实验室测试水表精度,之后再投入使用。如今,信息技术和远程传输总体上降低了水表和计费系统的相对成本,同时提高了准确性,但水表计量并非没有缺点:仪表故障频发、接触不良导致记录不全、读数不准或误差过大。

环境百科全书-水表、水费、发票:近似优于精确?-远程传输所用音量的装置
图4. 智能水表包括用于远程传输用水量的装置。[来源:左图,©环境百科全书;右图,©Bernard Barraqué]

  简言之,正如乔治·贝克曼(Georges Bechmann)在20世纪初提出的[5],人们必须谨慎看待水表在实现效率和公平的双重目标方面的意义,尽管这可能会触怒要求严格的人。不过,这位工程师确实支持水表计量和计费……自20世纪初以来,该技术已经得到了改进,仪器是否可靠的问题现在已经不那么重要了。

  让买卖双方走得更近,并在他们之间创造一种信任的氛围,这涉及到人们常说的交易成本。得到经认可实验室认证的水表可使水表计量与计费常规化,从而降低成本,但不会消除成本:目前估计每年每只水表运营成本约30欧元。这笔钱并非无足轻重。

  准确地说,根据基于大样本针对价格或收入对用水量的影响的一般性研究,支持用水价激励节约用水的人建议推广分户计量[8]。但与其他成本覆盖方法相比,他们没有考虑摊销水表、抄表和向用户开具账单以及法律诉讼的年度成本。如果法国所有家庭都住独栋,那当然皆大欢喜,因为每套房子都有自己的水表。但在公寓楼中,分销商希望用固定收费收回的分户计量和开账单的额外成本,通常超过了最节约的用户通过不再为大量用水的邻居分摊能省下的费用。

  然而,如果不一户一表,我们如何鼓励居民节约用水?一个折中的解决方案是分开计量;当现代大型公寓将热水送至每一户时,一户一表已经普及,用户按热水用量付费;冷水则独立计费,这种做法一直沿用至今,并在部分新建筑中成为强制要求。虽然这种分开计量的解决方案比向每户发账单便宜得多,但增加了建筑管理员的工作负担。但工作实践提供了另一个答案:服务好用户必须是运营商的事!美国波士顿供水和排水委员会拒绝采用一户一表,而是远程监控建筑物的智能集体水表,并在用水量出现异常时立即与居民联系。它更便宜,且效率更高。

5. 两种视角:俱乐部和社区

  如果一栋建筑中只有一个集体水表,一方面公共服务和用户之间存在俱乐部关系(承包商自由、用户平等),另一方面是共同所有制或邻里社区下共享饮用水使之再次成为公共资源:(集体)账单必须由使用水表及供水服务的所有用户共同承担,无需知晓个人具体用量;承租人(或共同所有人)可能会试图互相监督,并可能互相指责浪费。根据公寓表象分配集体账单是一项简单的规则,但从消费角度来看并不一定公平,因此可能会引发纠纷。

  然而,根据我们自己的调查[9],即使使用分区水表——一种“更公平”的建筑内账单分配方式——争议也没有消失;远程抄表出现之前,仍有住户在抄表时不在场。还有一些仪表失灵。运用远程抄表之后,我们发现一些居民拒绝被以实时计量用水的方式“监控”私人生活。

环境百科全书-水表、水费、发票:近似优于精确?-《SRU(团结和城市更新)法》
图5. 在2000年《SRU(团结和城市更新)法》中,第93条要求公共供水设施安装单独的水表,并向居住在同一建筑物内的每户家庭寄送账单,但仅在业主要求下寄送;新建筑中一户一表是强制性的,但在旧建筑中则不然,后者所有公寓通常只由两到三根水柱供水!我们可以对安装独立水表,同时保持集体付费:这是分区计量的解决方案。[来源:©环境百科全书]

  集体水表采用了一种更全面、定性的信任形式:居民不能拒绝支付水费(例如,以离开去了外地几个月为借口)。因此,这种做法既公平又有限制,之间完全不存在竞争。限制体现在一张账单的分配,而不是资源的共享,但仍然很容易将这种情况归为将水视作公共资源[2]的类别。

  但是谁赢谁输呢?若按公寓中的人均住宅面积计费,往往大家庭和不太富裕的家庭比富人和独居户更占优:后者比大家庭人均空间更大,而大家庭实际上得到了邻居的“帮助”。当每个家庭按各自用水量付费时,这种相互支持便不再存在,通常是住在大公寓里的单身人士受益。但由于必须加上独立计付费的固定成本,除特殊情况外,所有用户都将不占优。在大型建筑中,上文所述的分区仪表就是一个可行之策。

  通常是“消费主义”正义的捍卫者(每个人都必须为自己的用水买单,仅此而已)想要独立计价、甚至累进计价。我们可以认为,他们想要将公益俱乐部物品的逻辑推向极致,想要直接成为俱乐部成员,而非共同所有者;因此,他们的行为就像市场经济的基本原理一样:每个人都只会遵循他们的个人利益,并寻求利益最大化!但这种态度并不是最普遍的,当邻里之间相互信任时,公寓楼的居民就会意识到为了不分摊别人多用的水费而多付钱并不符合自己的利益!这就是为什么许多分销商更愿意投资于集体远程抄表,以便与用户或居民建立新的关系。此外,供水商喜欢集体水表计量,因为它大大降低了拖欠水费的风险……自从禁止以“用水权”的名义降低水价以来,拖欠水费的现象显著增加。

  用一只水表接入公共服务,以此维护多种凝聚社区的结构,这种思路是明智的,因为这对所有成员都有利,只要他们彼此有足够的信心。但这意味着公寓和社会房东有责任承担楼里的用水:而不是为了摆脱有时令人痛苦的水费分配,有些供水公司与专门的公司签订合同,帮助用户发现和减少漏水的地方[10],这是收费贵的主要原因,同时引发用户对独立计费的渴望!

6. 社会定价:可持续发展的新挑战

  事实上,自从欧盟指令的实施大幅提高水价以来,这些再分配问题变得更加尖锐:在法国,每立方米水的均价在1990年至2004年间[11]翻了一番(而同期的均价通胀率为28%)。由于其目的是取消补贴,使价格接近“全额成本”,因此“很自然”地建议居民减少浪费,从而降低水费,更好地保护资源。是的,但如果他们这样做(巴黎的用水量在20年内下降了30%),公共服务从水费中获得的资金就会减少。由于其成本基本上是与重型基础设施管理相关的固定成本,在法律要求其平衡账目的情况下,短期内必须提高水价!那么,我们如何向用户解释,如果他们节约用水,他们将为此支付更多费用?特别是在媒体对委托合同不透明的报道引发信任危机的情况下!

  最糟糕的是,虽然最富的人可以投资节水设备,但最穷的人往往不能或不能经常这样做,因此他们是输家。我们正在目睹一种新的现象:在全球对用水权的需求促使公共服务机构寻求社会定价形式之际,富裕国家的水费支付却越来越困难。

  水服务管理的社会维度将其纳入可持续水管理问题,因为它在环境健康和经济(成本回收)目标的同时引入了社会公平的层面。但这三个目标并不一定兼容,基于单个水表的水价体系能否“神奇地”满足所有三个维度的可持续性标准也值得怀疑。因此,尽管代表们出于社会原因投票支持独立计费,但就拖欠账单而言,独立计费在社会建筑中的应用被证明是灾难性的(来自诺特和亚眠当局的证实)。事实上,每月支付的固定水费是可以预测的,因此对于中等收入的家庭来说,比起每六个月意外收到一张更高昂的账单,更加容易负担。

  经合组织[12]支持增加分段定价,认为调整区间大小可以避免负面影响。然而,经济学家的工作表明,这种定价在贫穷国家是不够的,最好是给予确定的受益人一个统一的折扣率[13]。在欧洲,多项研究得出批判性分析[14],与民众和政府的热情背道而驰。累进定价被认为有好处,但实际情况却是价格上涨后用水量略有下降:住房内,消费的弹性很低。用水量减少的主要原因是更换了水龙头、冲水器和家用电器;然而,一旦水价上涨,用户不会立即更换电器。因果关系甚至可能是相反的,因为根据适用于服务的法律,面对收入下降,运营商必须提高收费,以平衡主要由基础设施决定的成本。

  此外,只有在和低收入家庭消耗的水少于高收入家庭的情况下,才能观察到两种家庭之间的再分配。人们天真地认为,将自来水同化为商品就是这样。但一些更不稳定(但规模较大)的家庭可能比富裕家庭消耗更多的水,而累进定价会产生适得其反的效果。

  此外,公共和私人运营商惧怕累进收费:他们不希望失去有助于稳定收入的大型工业用户或公共服务用户,这些用户直接从开放水域取水,也不一定节约总体用水。他们也不希望价格突然上涨导致用户失去信心,甚至导致拖欠账单的增加。因此,当一些组织机构寻求通过激励性收费开展社会工作时,其他组织机构则倾向于将这两个问题分开,并在设立水费以外的援助形式(例如水券)。但无论如何,仍然很难确定潜在的受益者:传统的客户关系下,人们无法了解拖欠账单的原因(无法支付或不愿支付),而补贴所涉及的家庭也不够明显,远低于应有水平。最后,真正接触到这些家庭的成本非常高。

7. 独立计价的反作用

  事实上,对于确定用水量、用户对水费激励的反应,特别是关于现行和计划的水费制度的再分配效应,社会学和经济学研究都严重缺乏。这适用于大多数公共服务,从电力或天然气到公共交通或学校食堂,都以各自的方式收取不同形式的社会费用,而不检查其效果。比较分析将是有益的。

  个人用水量的历史性下降和一些欧洲国家达到的低用水水平表明了一个比向经济体引入收费激励更复杂的现实。事实上,一户一表和单独开账单导致固定费用显著增加,最终违反了激励定价的弹性原则![15]

  问题的关键是,水的价值不值得打表计量,甚至不值得非常精细的收费标准:水表是公用事业有用的信息来源,但它有成本。如果获取详细信息的成本高于预期的收益,则不应一味追求详细信息。虽然在美国西部,个人用水足够高,住房基础足以保证一户一表,但欧洲的情况并非如此:大多数小型建筑中的集体水表已经够用了,只有在大型综合体,出于信心/信任原因,安装分区水表才是正确的。

  然而,看到一些人以水是一种公共资源为由主张供水服务重新归公共部门运营,同时以生态的名义鼓励单独计费,这显然使服务更加商品化!如果要让水成为一种公共资源,我们必须首先消除计量的原则,回归以社区为基础、公平和有约束的管理和资金运转。但在法国,通过地方税收来资助水和卫生服务能得到多数人的支持吗?

  必须理解的是,在公共供水服务中,用户和运营商是通过基础设施的财政负担联系在一起的:如果一些用户支付得少,其他人将不得不支付更多,或者运营商将不得不放弃收支平衡,乃至推迟设施更新与维护的投资。此外,面对不断上涨的水价而觉醒的个人主义可能会导致一些人寻求替代资源并“断开连接”[16]:这可能会导致供水网络中用水量减少,以至于无法再为基础设施的维护提供资金。

  公共服务质量下降,为那些有经济条件的人提供自主机制,这难道不正是发展中国家城市的情况?因此,公共服务领域将面对的则是这些城市中存在的社会分裂,在没有能够建立对公共服务的信任的地方公共当局的情况下,这些城市的居民仍然与水资源保持着社区关系,各社区各用各的。或者,我们需要重新思考公共服务提供方式,通过网络或自主技术,即复杂、环环相扣的管理规模和责任形式,根据位置提供服务:德国正在考虑,法国也应该更多地思考这一问题。

  简言之,对供水服务作为一种私人俱乐部物品的详细了解,似乎会导致人们对所谓的激励和社会定价的优点更加谨慎。但是,反过来说,人们在捍卫水作为一种公共资源时也更加谨慎[17]:当各种激进的运动传递这一理念时,往往是为了表达生命所必需的水与其“商品化”不相容的理念;但与后者更本质上相关的是水表本身,而不是管理水表的私营公司。[18]

8. 总结

  • 在安装加压供水网络和水龙头之后出现的水表使水务公司可以根据用水量向用户收费,从而改变了水所构成的商品的性质:从公共资源或公共物品转变为符合公共服务规则的俱乐部物品。
  • 饮用水不像其他任何商品,因为公共服务用户通过网络和工厂的基础设施以及运营商连接,尽管他们可以自由选择放弃这项服务……但会让别人付更多的钱!
  • 水的计量在全世界逐渐变得更加普遍,最近引入的远程计量使运营商和用户之间建立新的信任关系成为可能。但是,安装一户一表并向每个家庭发送独立的账单所花费的成本,可能高于在一个有漏水监测装置的建筑物中集中管理水的成本。
  • 水价必须同时履行若干职能:收回服务成本,这基本上是固定成本;提高用水效率,避免浪费;让所有人,包括最贫穷的人都能用水。
  • 20世纪末以来西方城市用水量的下降表明,这三个目标不容易同时实现,否则以获取信息的高昂成本为代价。
  • 当组织机构考虑改变水价时,应首先研究改变的分配效应,并考虑这些效应的复杂性。
  • 水表应证了社会学家埃文·弗拉乔斯(Evan Vlachos)的格言:“近似的正确总比精确的错误好。”

 


参考资料及说明

封面照片:[来源:免版税图片]

[1] 例如,Desmarais Tremblay M.,05,关于公共物品的定义。评估理查德·马斯格雷夫的贡献。索邦经济中心的工作文件。ISSN:1955-611X。2014. <halshs-00951577>>

[2] 奥斯特罗姆(1990年),《治理公地:集体行动制度的演变》,剑桥大学出版社。

[3] “最后,公共服务运作的最后一个原则是所谓的适应性或易变性原则。作为连续性原则的必然结果,这是一个尽可能提供服务的问题,从质量上讲,而不是服务随时间的连续性。这意味着公共服务在社会变化面前不能保持不变;它必须与用户的需求(如公共服务组织的灵活性)和技术发展(如20世纪初从天然气向电力的过渡)保持同步。”参见法律和行政信息局,《公共生活——发现机构——深入研究》。( http://www.vie-publique.fr/decouverte-institutions/institutions/approfondissements/notion-service-public.html)

[4] Jaglin S.2005,《撒哈拉以南非洲的供水服务》,讨论中的城市分割,CNRS版:巴黎,244页。

[5] Chatzis K.,2006年,《巴黎市政厅历史》,1880-1930年,《地形与地形》,第11页,第159-178页。

[6] Fougères, D.,2004年,《蒙特勒尔之水的认可:公共隐私》,1796-1865年,西普顿区,第472页。

[7] Hatchuel, A.,2000年,《改变马尔尚:水族馆的小历史》,洛弗,R.,奥里拉德,m.,哈马坦,第351-362页。

[8] 例如:Herrington,2007。不浪费,不匮乏,可持续水费,WWF-UK报告。

[9] 例如,2006年对巴黎水和卫生部门负责人Olivier Jacque的采访[9]

[10] 这些公司经常使用声学技术(夜间收听管道)。

[11] 水价的一般结构载于蒙吉努尔,劳比尔,S.巴拉奎布,Agenais M.L.,2015,《法国水价:采取更多激励措施节约用水》,在迪纳尔A.案中,Pochat V.,Albiac Murillo J.(编辑),水价经验和创新,第9号全球水政策问题,斯普林格,第8章,第139-160页。

[12] 经合组织/经合组织(经济合作与发展组织),2003年,水服务提供和定价中的社会问题。巴黎:经合组织出版。

[13] Boland,和Whittington,D.2000,发展中国家水价设计的政治经济学:增加分段定价与统一价格的折扣。在第纳尔A(Ed)中,《水价改革的政治经济学》,第215-235页。华盛顿特区:世界银行。纽约:牛津大学出版社。

[14] Prevedello C.BarraquéB.2016,《欧洲地区进步与社会》,第214-217页,欧洲议会第96e届会议介绍,第214-217页

[15] Barraqué(2016)《累进定价的再分配效应:一个中等城市的案例》,TSM,n°5,2016年5月,第72-82页

[16] Montginoul M.,Rinaudo J.-D.,2003,定价对家庭用水和供水策略的影响。在《白朗公主》第三卷第107-111页。

[17] Barber R.,Barraqué和C.Tindon,2018年,饮用水能否成为一种公共资源?社区社会共存空间,可持续发展与区域,2019年,第10卷,第一册。

[18] Barraqué,2018年公共品水,公共服务水:南北讨论,4D(ed)可持续发展百科全书,第245期,1月


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To cite this article: BARRAQUE Bernard (January 22, 2024), 水表、水费、账单:近似优于精确?, Encyclopedia of the Environment, Accessed December 21, 2024 [online ISSN 2555-0950] url : https://www.encyclopedie-environnement.org/zh/societe-zh/water-meter-tariff-invoice/.

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